Thursday, October 9, 2014

List of Open Consultations and Rule Proposals


Author: David Schwartz J.D. CPA

With the November 15 and 16 G20 Summit in Brisbane fast approaching, policy makers and regulators in the US and the UK have been hard at work.  Not to be outdone, IOSCO, ESMA, and BIS have also been busy.  Eager to demonstrate progress on financial re-regulation and reform, there has been a flurry of consultation papers and rule proposals at all levels over the past quarter.  The following is a list, current as of October 9, 2014, of some of the more noteworthy proposals and consultation papers whose comment periods are currently open.  It should be noted that a number of these consultations close imminently.

OPEN CONSULTATIONS AND PROPOSALS


US Treasury


US Regulators



IOSCO


UK


ESMA


Bank for International Settlements

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