Regulatory Outreach for Student Education

Engaging Students in the Debate Over Financial Services Reform

Today’s debate over regulatory reform is a watershed activity in the careers of financial industry professionals. Years ago, similar debates over mandated pre-funding of pension liabilities (ERISA) and the reunification of investment banking with commercial banking (Glass Steagall's repeal) changed the direction of financial market evolution. Opinions may differ on the merits of those changes, but no one disputes their significance.

Without question, college students and young professionals should be well-versed in the issues involved in today's debate. The Regulatory Outreach for Student Education (ROSE) program is the Center's way to give top students, tomorrow's business and finance leaders, opportunities to experience the financial regulatory process up-close.  The ROSE program is designed to put students in touch with the regulators, policy-makers, and industry leaders who are currently shaping the financial regulatory landscape.  We then challenge them to research and articulate their own positions on the most intriguing and interesting issues.  

ROSE Program Blog

Friday, July 12, 2013

Board Approval Required to Take Advantage of Swaps End-User Exception

Author: David Schwartz J.D. CPA
In their latest client memo, the Blank Rome law firm alerts directors and trustees of financial firms about their role in new swaps regulations.  In particular, the firm puts public companies on notice that their boards must take action in...
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Friday, January 18, 2013

A Top Down Approach to Resolutions of Globally Active SIFIs

Author: David Schwartz J.D. CPA
The Bank of England and the US FDIC have issued a joint white paper, "Resolving Globally Active, Systemically Important, Financial Institutions," focusing on “top-down” resolution strategies that involve a single resolution authority...
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