cross-border - Center for the Study of Financial Market Evolution (CSFME)

EU Regulators Sign Cross-Border Hedge Fund Regulation Pact with US and Others

EU Regulators Sign Cross-Border Hedge Fund Regulation Pact with US and Others

by David Schwartz J.D. CPA | Aug 19, 2013 | All, Formal Regulatory Remedies, Procedural Changes

The European Securities and Markets Authority (ESMA) has approve cooperation agreements with seven global counterparts in five jurisdictions. These agreements with regulators in the Bahamas, Japan, Malaysia, Mexico and the United States formalize details of...

EU Regulators Sign Cross-Border Hedge Fund Regulation Pact with US and Others

CFTC May Have No Choice But to Extend Cross-Border Derivatives Implementation

by David Schwartz J.D. CPA | Mar 20, 2013 | All, Formal Regulatory Remedies

CFTC Commissioner Mark Wetjen has signaled that the CFTC may extend the July effective date for its cross-border derivatives rules. Speaking at a Futures Industry Association conference on March 12, 2013, Wetjen said the European Securities and Markets...