by David Schwartz J.D. CPA | Nov 16, 2022 | All, Change Overview and Rationale, Cross-Post
The Common Domain Model (CDM), the International Securities Lending Association’s (ISLA) ambitious securities lending standardization project, is a step closer to reality. And industry leaders already see opportunities for application. In a report jointly...
by David Schwartz J.D. CPA | Aug 13, 2013 | All, Change Overview and Rationale, Disclosure Regimes, Formal Regulatory Remedies
As they depart for the August recess, Congress has left some financial regulatory issues open to occupy their time upon their return next month. Bills addressing high frequency trading, exempting banks as municipal advisers, and relief for brokers engaging in private...
