by David Schwartz J.D. CPA | Apr 13, 2016 | All, Change Overview and Rationale, Formal Regulatory Remedies
Banking and financial markets have always been innovative. But globalization, new regulation, and changes in technology have heightened the pace of innovation dramatically. According to a whitepaper published in March 2016 by the Office of the Comptroller of the...
by David Schwartz J.D. CPA | Dec 29, 2015 | All, Change Overview and Rationale, Formal Regulatory Remedies
Strategic, underwriting, cybersecurity, compliance, and interest rate risks lead the Office of the Comptroller of the Currency’s (OCC) supervisory concerns in its Semiannual Risk Perspective for Fall 2015. Released December 17, 2015, the report “addresses key issues...
