by David Schwartz J.D. CPA | Apr 29, 2012 | All, Formal Regulatory Remedies
As a result of commitments made at the G20 in 2009, member states across the globe are engaging in a number of regulatory reform initiatives addressing derivatives. Though the G20 members agreed to some basic principles of regulation, and officials say that some level...
by David Schwartz J.D. CPA | Mar 19, 2012 | All, Formal Regulatory Remedies, Procedural Changes
The European Securities and Markets Authority has issued a discussion draft on proposed regulation of OTC Derivatives, CCPs and trade repositories. The draft introduces provisions to improve transparency and reduce the risks associated with the OTC derivatives market...
by David Schwartz J.D. CPA | Feb 19, 2012 | All, Formal Regulatory Remedies
In an address in February before the Practicing Law Institute, SEC Chairman Mary Schapiro outlined for the audience the Commission’s plans to build, from the ground up, a new regulatory regime for over-the-counter derivatives. The innovative and heretofore...
