More Challenges for Fund Directors in the New Regulatory Environment

Securities and Exchange Commission Chair Mary Jo White’s March 29 speech to the Mutual Fund Directors’ Forum can be seen as a showcase of the philosophical differences between market regulators and banking supervisors. For directors, the speech also reveals the sometimes conflicting results of the compliance forces created by these two complementary regulatory systems.

Tuesday, April 19, 2016/Author: David Schwartz J.D. CPA/Number of views (5264)/Comments (0)/
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