Beneficial Owners: "Most at risk, yet least served" by Disclosures

Comments to SEC on Proposed 10c-1 Reporting by Securities Lenders

CSFME comments on proposed Rule 10c-1, as submitted 15 December 2021 to the Securities and Exchange Commission:

"With regard to the above-cited 10c-1 disclosure system, my colleagues and I consider inclusion in the rule proposal of an optional section on alternatives to be a genuine invitation to propose reasonable changes. We assume that the Commission must already realize that the mandated disclosure system, as currently proposed, will likely not achieve its goals.

Wednesday, December 15, 2021/Author: Ed Blount/Number of views (3045)/Comments (0)/
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