FINRA Will Repeat Liquidity Stress Tests in 2016

In a preview of FINRA's 2016 letter on regulatory priorities and emerging risks, FINRA's CEO, Richard Ketchum   said that FINRA’s focus in the upcoming year will be on three key issues: outsourcing, cyber risk and liquidity concerns. Ketcham also said that FINRA will repeat “some version” of its liquidity stress tests in 2016, further indicating that these stress tests will be an ongoing focus of FINRA.  

Tuesday, October 20, 2015/Author: David Schwartz J.D. CPA/Number of views (6506)/Comments (0)/
Tags: Liquidity
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