Regulators Focus on Liquidity Risk Management

Since the liquidity freeze during the financial crisis, liquidity risk management has been a concern to regulators thorughout the financial industry.  Last week, the Financial Industry Regulatory Authority issued guidance regarding effective liquidity management at broker-dealers and the SEC proposed new rules addressing liquidity management in open end funds.  

Wednesday, September 23, 2015/Author: David Schwartz J.D. CPA/Number of views (7024)/Comments (0)/
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