Saturday, January 14, 2012

CFTC Adopts Business Conduct Standards for Swap Dealers and Major Swap Participants

Author: David Schwartz J.D. CPA
At its January 11 meeting, the CFTC adopted final business conduct standards for swap dealers and major swap participants.  These rules were proposed in December of 2010, and have garnered much attention and significant comment from the industry, prompting some significant changes from the proposal.
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