by David Schwartz J.D. CPA, Executive Director | Dec 22, 2016 | All, Formal Regulatory Remedies
As we mentioned last week it is premature to write the obituary for Dodd-Frank. Regulators have publicly recommitted themselves to seeing Dodd-Frank implemented fully. But regulators are not the only ones who would like to hold on to at least some aspects of the new...
by David Schwartz J.D. CPA, Executive Director | Dec 19, 2016 | All, Change Overview and Rationale, Formal Regulatory Remedies
In a June 8, 2016 address in Berlin, Dr. Andreas Dombret, Member of the Executive Board of the Deutsche Bundesbank, spoke about potentially easing the burden on smaller financial institutions by calibrating financial regulation based on banking entities’ size...
by David Schwartz J.D. CPA, Executive Director | Dec 19, 2016 | All
Angry investor Clyde Calvin Grady II has had his day in court. In a November 2015 ruling, the U.S. Court of Claims dismissed Grady’s suit against Congress and the Securities and Exchange Commission alleging that, by failing to prevent the 2010 “Flash Crash,” the...
by David Schwartz J.D. CPA, Executive Director | Dec 19, 2016 | All, Change Overview and Rationale, Formal Regulatory Remedies
In a July 12, 2016 address at the Center for American Progress and Americans for Financial Reform Conference, Washington, DC, Federal Reserve Board Governor Daniel K. Tarullo provided some insights in to the Fed and FSOC’s current thinking on regulation of shadow...
by David Schwartz J.D. CPA, Executive Director | Dec 15, 2016 | All, Change Overview and Rationale, Formal Regulatory Remedies
Listening to the pundits, the press, and the political class, one gets the impression that the repeal of the Dodd-Frank Act and its new regulatory landscape is imminent and certain. But to paraphrase Mark Twain, the rumors of Dodd-Frank’s death have been greatly...
