by David Schwartz J.D. CPA, Executive Director | May 26, 2016 | All, Change Overview and Rationale, Formal Regulatory Remedies
On May 5, 2016, the Department of the Treasury kicked off a series of blog posts on the fixed income market intended to “share our perspective on the available data, discuss key structural and cyclical trends, and reiterate our policy priorities.” The posts are...
by David Schwartz J.D. CPA, Executive Director | May 25, 2016 | All, Change Overview and Rationale, Formal Regulatory Remedies
According to a peer review published the by Financial Stability Board (FSB) on May 25, 2016, regulation of shadow banking remains at an early stage, and much progress remains to be made. According to the report, notwithstanding the progress made, “more work is needed...
by David Schwartz J.D. CPA, Executive Director | May 19, 2016 | All, Change Overview and Rationale, Formal Regulatory Remedies
On December 22, 2015, the Securities and Exchange Commission left a present in all our stockings with its publication of a 208-page advanced notice of proposed rule making and concept release on the regulation of transfer agents. Modernizing the aging rules for...
by David Schwartz J.D. CPA, Executive Director | May 19, 2016 | All, Change Overview and Rationale, Formal Regulatory Remedies
In his December 2, 2016 keynote speech at the second Conference on Banking Development, Stability and Sustainability, Basel Committee Chairman Stefan Ingves invited the financial industry and academics to help better calibrate capital and liquidity standards. As the...
by David Schwartz J.D. CPA, Executive Director | May 15, 2016 | All, Change Overview and Rationale, Formal Regulatory Remedies
In March 2016, the Bank for International Settlements (BIS) published a paper reviewing the current knowledge and empirical data on the effects of new bank capital and liquidity requirements. This literature review is comprised of three essays surveying the current...
