by David Schwartz J.D. CPA, Executive Director | Jul 20, 2015 | All, Change Overview and Rationale, Formal Regulatory Remedies
On July 3, 2015, the European Banking Authority (EBA) published its seventh semi-annual report assessing the risks and vulnerabilities in the European banking sector. The July report summarizes the primary developments and trends that have affected the EU banking...
by David Schwartz J.D. CPA, Executive Director | Jun 26, 2015 | All, Change Overview and Rationale, Formal Regulatory Remedies
The Federal Reserve Bank of New York’s Tri-Party Repo Infrastructure Reform Task Force issued a progress report on June 24, 2015. The report touts some impressive progress since the task force’s last update in 2014, including the implementation of the task force’s new...
by David Schwartz J.D. CPA, Executive Director | Jun 19, 2015 | All, Formal Regulatory Remedies, ROSE
The global regulatory calendar for the first quarter of 2015 includes comment deadlines for a number of consultation papers and rule proposals. We have compiled a list of the closing dates of many, if not all, of the major comment periods. Federal Reserve: Risk-Based...
by David Schwartz J.D. CPA, Executive Director | Jun 19, 2015 | All, Change Overview and Rationale, Formal Regulatory Remedies
In a September 30, 2015 speech before the SIFMA Liquidity Forum in New York, Fed President and Chief Executive Officer William C. Dudley addressed concerns that market liquidity is being hindered by regulation. While open to the idea of finding a better balance...
by David Schwartz J.D. CPA, Executive Director | May 30, 2015 | All, Change Overview and Rationale, Formal Regulatory Remedies
Amidst the series of legal settlements in recent months by global banks for forex market manipulation, the Bank for International Settlements (BIS) has announced that it will set up a working group under its Markets Committee to study improvements in the foreign...
